Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. Senior Executive Vice President Smith is a member of the companys Executive Leadership Team. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. M. Deron Smithy Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. He is a member of the banks Executive Leadership Team. Reserve Bank of India - Notifications Tara Plimpton - Senior Executive Vice President Chief Legal Officer At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. By 427 Loan Officers in Tempe, AZ Directory - Trustoria.com CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Embed controls to reduce risk in a hybrid work environment. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Bill Ritter serves as Head of the Wealth Management group. He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. 81,000+ Chief Officer Jobs in United States (3,673 new) - LinkedIn Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. About Regions Financial Corporation Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Head of Consumer Banking Group. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. Chief Governance Officer and Assistant Corporate Secretary. Jim Pihera - Chief Compliance Risk Officer at Regions Bank - Wiza He leads the companys Executive Leadership Team. Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi. Executive Vice President Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. All Rights Reserved. He began his career at Crestar Mortgage. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Senior Executive Vice President ET Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Bill Ritter serves as Head of the Wealth Management group at Regions. Chief Legal Officer and Corporate Secretary. Barb Godin is the Deputy Chief Risk Officer and Chief Credit Officer and is a member of the Executive Leadership Team. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. Sorry, No data match for your criteria. (Photo: Business Wire). Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Executive Vice President At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. Head of Commercial Banking. Head of Consumer Banking Group. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. September 13 Law and regulation John B. Owen David R. Keenan David J. Turner, Jr. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. 8 a.m. 5 p.m. GMT In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Congratulations on your new role. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. Senior Executive Vice President Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Treasurer. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Regions News on Twitter: @RegionsNews. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. John Turner is president and chief executive officer of Regions Financial Corporation. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. Additionally, he served as a member of RMAs Regulatory Relations Committee. Reserve Bank of India - Notifications In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Regions provides links to other websites merely and strictly for your convenience. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Gartner Terms of Use Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Keenan earned a bachelors degree in Political Science from Furman University. His most recent role with Wachovia before joining Regions was assistant treasurer and head of Enterprise Balance Sheet Management. Mehlman received her bachelors degree from Cornell University. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. 205-264-4551 Chief Risk Officer . Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Head of the Wealth Management Group. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. General Counsel and Corporate Secretary. 2023 Regions Bank. She leads all institutional, retail and fixed income investor relations functions. First Horizon Bank. 8 a.m. 7 p.m. Management | Regions Financial Corporation All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. All Rights Reserved. Chief Human Resources Officer. Discover the four best practice approaches in investigation management. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Meet Andrew Nix. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. All rights reserved. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. Before joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.7 trillion in assets, in various leadership roles in sales, strategy, client services and marketing. It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Regions Bank Keenan has more than 25 years of human resources experience and has been in his current role since 2010. Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. John M. Turner, Jr. Deron Smithy serves as Regions Treasurer. In addition, he helped large banks build out their big data and data science roadmaps. Deputy Chief Compliance Officer - Retail Broker-Dealer Corporate Banking Division Head. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. Senior Executive Vice President Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. She is also responsible for managing the companys relationships with credit rating agencies. Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. Executive Vice President Chief Financial Officer. and Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Fournier J. Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. In 2006, he led the HR integration during the Regions/AmSouth merger. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. 2023 Regions Bank. Fill out the form to connect with a representative and learn more. The solution? By clicking the "" button, you are agreeing to the for the Southeastern Chapter of the Society for Corporate Governance. Jeremy King | A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Prior to the BB&T/SunTrust merger, Massey was Chief Technology Officer at SunTrust over technology strategy, architecture and enterprise API services, technology transformation, and more. Senior Executive Vice President Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Dana W. Nolan Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Hope D.Mehlman Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Gartner Terms of Use Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. John Turner is president and chief executive officer of Regions Financial Corporation. Regions Investment Solutions is a marketing name of Cetera Investment Services. He was also head of Commercial Middle Market and Treasury Management Sales. By clicking the "Submit" button, you are agreeing to the He earned a masters degree in Human Resources from Boston University. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Questions about becoming a Gartner client? Privacy Policy. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Bank compliance officers evaluate policies/procedures and ensure they . The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Manav Misra Commercial Banking includes clients with revenues between $1MM and $250MM. Please refine your filters to display data. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. Anthony Restel President, Regional Banking . Head of Corporate Banking Group. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. Community Affairs The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Regions' new chief transformation officer has expansive mandate Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions.
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